THIS AGREEMENT between Earn Into Wealth Strategies, LLC (“Adviser” or “EIWS” or “EIW”) and the Client, is in effect from the time Adviser receives and accepts a copy of this Agreement executed by the Client. By signing this Agreement, the Client acknowledges engaging the Adviser on the following terms and conditions.
1. APPOINTMENT AS INVESTMENT ADVISER: The Client hereby appoints Adviser as investment advisor/financial planner.
2. SERVICES BY ADVISER: Adviser will provide the Client with financial analysis and recommendations to guide the Client toward the achievement of their objectives. Adviser will limit its analysis to the scope agreed upon with the client. The Client understands that information regarding specific issues not revealed to or analyzed by the Adviser may have a direct impact on the suitability or accuracy of specific recommendations given.
3. CONFIDENTIAL RELATIONSHIP: Information received by Adviser from Client will be kept confidential by Adviser in a manner consistent with applicable law and with the Adviser’s Privacy Policy (incorporated into this agreement), which Client acknowledges receiving, and which will be sent to Client annually, as required by law. All information or advice furnished by Adviser to Client shall be treated as confidential and not be disclosed by Client except as required by law. Our privacy policy can be viewed here:
https://earnintowealth.com/privacy-policy/
4. FEES: The fees for this service shall be paid upfront and will be as shown on the check-out page.
5. ELECTRONIC COMMUNICATIONS ACCEPTABLE: The Client consents to electronic delivery of required disclosure documents and other communications by the Adviser. Such consent will remain effective unless revoked by the Client, in writing. The Adviser will transmit information by email in text, PDF, Microsoft Word, or other formats that can be readily viewed, printed, and saved. The Client has provided the Adviser with one or more valid email addresses that the Adviser may use to communicate with the Client. The Client may revoke its consent to receive communications electronically at any time by notifying the Adviser.
6. LIMITED LIABILITY: The Adviser, its officers, directors, employees and agents shall not be responsible for any loss, claim, cost or liability incurred by reason of any independent act or omission by any broker, dealer, custodian or other third party.
7. NON-WAIVER OF RIGHTS BY CLIENT: Federal and state securities laws impose certain obligations on persons acting in good faith, and as such, nothing in this Agreement shall result in any waiver of any or all of the rights which the Client shall otherwise enjoy under the federal and state securities laws.
8. RECEIPT OF FORM ADV, PART 2: Client acknowledges receipt of Part 2 of Form ADV. Click Here:
https://earnintowealth.com/wp-content/uploads/2019/06/EIWS.ADVPart2_4-17-2019.pdf If the appropriate disclosure statement was not delivered to the client at least 48 hours prior to the client entering into any written contract with this investment adviser, then the client has the right to terminate the contract without penalty within five business days after entering into the contract. For the purposes of this provision, a contract is considered entered into when all parties to the contract have signed the contract, or, in the case of an oral contract, otherwise signified their acceptance, any other provisions of this contract notwithstanding.
9. TERMINATION/ASSIGNMENT: This Agreement shall remain in effect and full force until either the presentation of recommendations to the Client and payment is received of the final invoice, or the agreement is terminated by either party with written notice. In the event of early termination by Client any fees for the hours already worked will be due and any completed work, such as completed sections of the financial plan and analysis, will be given to the Client. No assignment of the Agreement by Adviser shall be effective without the prior written consent of Client.
10. GOVERNING LAW: This Agreement shall be governed by and construed in accordance with the laws of the State of New York, except to the extent that the federal securities laws shall otherwise be controlling.
11. MISCELLANEOUS: All paragraph headings in this Agreement are for convenience of reference only, do not form part of this Agreement, and shall not affect in any way the meaning or interpretation of this Agreement. If any provision herein is or should become inconsistent with any present or future law, rule or regulation of any governmental or regulatory body having jurisdiction over the subject matter of this Agreement, such provision shall be deemed to be rescinded or modified in accordance with any such law, rule or regulation. In all other respects, this Agreement shall continue and remain in full force and effect. No term or provision of this Agreement may be waived or modified unless in writing and signed by the party against whom such waiver or modification is sought to be enforced. This Agreement contains the entire understanding between Client and Adviser concerning the subject matter of this Agreement. To the extent that this Agreement is inconsistent with any other agreement governing Client's Account, the provisions of this Agreement shall govern. Client agrees that this Agreement shall be binding upon Client's heirs, executors, administrators, and personal representatives. All notifications required to be sent shall be sent: if to Adviser, to the Adviser’s address contained in this Agreement or such other address as may later be designated; if to Client, to Client’s address as provided to Adviser at the time this Agreement is entered into, or such other address as may later be designated.
12. DURATION OF AGREEMENT: This Agreement will be effective upon execution by both the Client and Adviser, and shall remain in effect and full force until either the presentation of recommendations to you and payment is received of the final invoice, or the agreement is terminated by either party, pursuant to Item 9 of this agreement.
SIGNATURES
By clicking the box on the payment form, I acknowledge that I have received, read, understand and agree to abide by all the terms and conditions set forth in this Financial Planning Agreement with Adviser.
